The U.K.’s Serious Fraud Office other cases involving alleged LIBOR manipulation have resulted in one conviction by a jury and six acquittals
The TSX is looking to looking to alter its market-making program while Liquidnet Canada proposes to expand its order flows
The potential new law would be a modern day version of the Glass-Steagall Act, which was adopted following the great crash of 1929
The shift to passive strategies has added competitive pressure to active managers, which has been further exacerbated by regulatory changes, Fitch report suggests
Exchanges are running sustainability events, making their own commitments to sustainability and offering more ESG products
It was reasonable to use two different panels to conduct the merits and sanctions hearings, the court found
RBC’s capital markets group led underwriting for overall debt, Canadian corporate and government debt, total equity issuance, common stock issuance and secondary offerings
The ratings agency expects the U.S. Fed Funds rate will reach 3.5% to 4% by 2020
The investment industry’s informal approach to information sharing and communication works well, but improvements are needed, CSA report finds
The new rule, which takes effect Oct. 6, will bring IIROC in line with the approach the MFDA has recently adopted