Central banks are calling on FX industry firms to bring their trading practices in line with the principles of the code and to support its adoption
Regulators must have the courage to foster a responsive regulatory climate while protecting investors
The new system aims to provide a transparent view of natural gas movements across locations, among various other benefits
Intensifying M&A activity will lead to “largest competitive realignment” in this industry, new Casey Quirk report suggests
The robo-advisor firm wants to ensure Canadians are dealing with well-qualified financial professionals rather than “poorly trained bank advisors”
New MFDA report also finds that a switch to direct-pay arrangements will “have a greater impact on those smaller advisors who are more reliant on DSCs”
Amendments strengthen anti-retaliation protections
Regulators to examine the problem of employees that leave one firm amid suspected misconduct, only to turn up at another firm in the industry
But the DOL will continue to analyze the issues raised in a Trump administration order— and it’s possible the rule will face further changes
The US$153-million deal is expected to close in the third quarter