Deadline pushed back until July 28
Key features of the Canadian sector will protect it from suffering a repeat of the U.S. housing crisis, report says
Desjardins Financial Security Services admitted to the supervisory lapses involving former rep Conrad Eagan
Won Sang Shen Cho is permanently banned from trading and purchasing securities
Bond markets could come under pressure
The move to add Chinese equities follows from the implementation of the Stock Connect program to facilitate trading between Hong Kong and mainland China
The country’s current securities laws, which were passed before the advent of robo-advisors, require that only a “natural person” can give advice
Total industry net sales were $26 billion for the five months ended May 31 compared with $15.1 billion in the same period last year
Draft guidance aims to help firms use clawbacks and other tools to deter misconduct in the financial industry
The former head of global policy and strategy at Barclays PLC will be responsible for the organization’s day-to-day management