Amendments strengthen anti-retaliation protections
Regulators to examine the problem of employees that leave one firm amid suspected misconduct, only to turn up at another firm in the industry
But the DOL will continue to analyze the issues raised in a Trump administration order— and it’s possible the rule will face further changes
The US$153-million deal is expected to close in the third quarter
The collected funds are invested in a portfolio of exchange-traded funds
The province is also making some other complementary changes to improve transparency to plan beneficiaries and enhance income security
The SRO’s proposed changes may result in higher margin requirements for certain institutional customers
The alleged “recovery room” scam targets victims of binary options schemes
Foreign investors acquired $15.1 billion of Canadian securities in March
FAIR Canada and CARP are worried that the OSC, a leading advocate of investor protection, would be subsumed into the new national regulator