New report suggests that demographics will be a key drag on advanced country economies
William Heyman will take the helm at the U.S. SRO in July
The firm did not report allegations against a rep to the MFDA’s Member Event Tracking System or carry out an adequate investigation
Temporary solvency funding for these plans will remain in place until August 2018
A global task force chaired by Michael Bloomberg says climate risks and opportunities cannot be ignored
Streamlining of rules, further guidance should be considered
The amendments are intended to ensure the transition to the T+2 settlement cycle takes place on Sept. 5 and is harmonized with the U.S.
The proposed new rule would require mutual fund dealers to include the MFDA logo on their client account statements on websites
The regulator’s final statement of priorities, published on Thursday, also includes a commitment to deal with embedded commissions
Resale of foreign securities would be simplified under CSA and OSC amendments