Containing the costs and improving firms’ ability to understand and meet the listings requirements could make the process more accessible, report finds
The study will look at platforms that distribute retail products and administer client assets as well as firms that provide retail investment products through an online portal
French banking giant cited for “unsafe and unsound” practices in FX markets
New paper from Waterloo think tank suggests necessary steps should be taken to encourage fintech growth domestically and globally
The association has created a survey that investment dealers could use to gauge the risks that third-party service providers present
The Chamber of Digital Commerce engages in public policy advocacy and education efforts to advance the adoption of blockchain technology
The guidance aims to provide firms with the regulator’s views on the basic design requirements for these retirement products
Applications for the SRO's representative on CDS's board are due by Aug. 18
ICE Benchmark, to take over from CME and Thomson Reuters this autumn
The proposed changes are due mostly to the planned introduction of the Life Insurance Capital Adequacy Test for life insurers in 2018