The amendments are intended to ensure the transition to the T+2 settlement cycle takes place on Sept. 5 and is harmonized with the U.S.
The proposed new rule would require mutual fund dealers to include the MFDA logo on their client account statements on websites
The regulator’s final statement of priorities, published on Thursday, also includes a commitment to deal with embedded commissions
Resale of foreign securities would be simplified under CSA and OSC amendments
Wealthsimple, Trulioo, FinanceIt, Wave Accounting and Street Contxt were among the 250 top firms, according to new research
New Greenwich Associates report finds that RBC Capital Markets continues to be the industry leader in market share
Shortcomings in client statements, followed by KYC, conflicts of interest and advertising were the top compliance issues for dealers
Although the province already has such a standard on financial planners, it’s now expanding the rule to include broker-dealers, sales reps and advisors
The regulator’s proposed reforms aim to enhance competition in the market and to better protect investors
Most DB pension plans remain in strong financial shape thanks to foreign equities markets and despite another decline in long-term interest rates