The new board of directors includes Alberta’s Tom Cotter
Firms are expected to search for and freeze assets
The joint guidelines aim to harmonize requirements for firms to assess the suitability of top managers and executives
The OSC survey also finds that many Ontarians are planning to use their homes to help fund their retirements
Retail Strategy Task Force will develop initiatives to identify misconduct impacting retail investors
Revised fee schedule aims to boost liquidity
They also favor a ban or sunsetting of unequal voting rights
Regulators release new cybersecurity resource for advisors
The clinic will provide legal help to investors that may have suffered losses due to misconduct