James Langton

Regulation

Former mutual fund rep fined and banned permanently

August 3, 2017 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager
Regulation

Fed aims to reduce compliance burden on bank directors

August 3, 2017 James Langton
Regulation

Real-time reporting by exchanges considered for T+2 transition

August 3, 2017 James Langton
Markets

ISS launches annual governance survey

August 3, 2017 James Langton
Regulation

U.S. regulators sanction PwC

August 3, 2017 James Langton
Regulation

IIROC reaches settlement with three former All Group reps

August 3, 2017 James Langton
Markets

WFE puts focus on increasing investor participation in emerging markets

August 3, 2017 James Langton
Product

Green bonds on the rise

August 2, 2017 James Langton
Regulation

OCC seeks input on revisions to Volcker Rule

August 2, 2017 James Langton
Research and Markets

Could solar eclipse impact stock markets?

August 2, 2017 James Langton
Research and Markets

S&P DJI takes aim at U.S. dual-class share companies

August 2, 2017 James Langton
Echelon, BLG team up to create “capital pool company”
Report Cards

Slideshow: Unique differences among insurance firms’ advisors

August 2, 2017 James Langton