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James Langton
James Langton
Regulation
SEC to allow firms to keep their initial regulatory filings private
June 30, 2017
James Langton
Regulation
FCA expanding the scope of its Advice Unit
June 30, 2017
James Langton
Research and Markets
Some recent global growth gains unlikely to continue: Fitch
June 30, 2017
James Langton
Regulation
Securities industry veteran named FINRA chairman
June 30, 2017
James Langton
Regulation
MFDA fines Worldsource $150,000 for supervisory failings
June 30, 2017
James Langton
Regulation
New rules for target benefit multi-employer pension plans coming to Ontario
June 29, 2017
James Langton
Research and Markets
Framework for reporting climate-change business risks released
June 29, 2017
James Langton
Regulation
IIAC calls for IIROC to review its conflicts rules
June 29, 2017
James Langton
Regulation
OSC approves IIROC rules to support move to T+2
June 29, 2017
James Langton
Regulation
MFDA to require dealers to notify clients of regulatory oversight
June 29, 2017
James Langton
Regulation
OSC reiterates commitment to introduce a best interest standard
June 29, 2017
James Langton
Regulation
Regulators’ proposals would improve access to foreign markets
June 29, 2017
James Langton
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