James Langton

Regulation

SEC falling short in improving cybersecurity

July 28, 2017 James Langton
New threats present cybersecurity risks for financial services firms
Industry

J.P. Morgan to be powered by renewable energy

July 28, 2017 James Langton
Front Page

Battleground emerges

July 28, 2017 James Langton
Report Cards

Advisors’ businesses surge forward

July 27, 2017 James Langton
Product

WisdomTree Canada, Questrade enter partnership

July 27, 2017 James Langton
Regulation

Canada up to par in asset protection

July 27, 2017 James Langton
Regulation

Regulators put focus on conflicted transactions

July 27, 2017 James Langton
FPSC makes changes to its board of directors
Regulation

U.S. regulators sanction four firms

July 27, 2017 James Langton
Regulation

SEC awards tipster more than US$1.7 million

July 27, 2017 James Langton
Regulation

CSA’s new rules enhance custody requirements on EMDs

July 27, 2017 James Langton
Research and Markets

Greater engagement with indigenous communities needed: SHARE

July 27, 2017 James Langton
Greater engagement with indigenous communities needed: SHARE
Regulation

FINRA restructures enforcement division under Susan Schroeder

July 26, 2017 James Langton