James Langton

Regulation

SEC settles with Vancouver man for role in pump-and-dump scheme

August 2, 2017 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager
Regulation

Australia targets binary options apps

August 1, 2017 James Langton
Regulation

Brokerage firms in the U.S. to have simplified single filing portal

August 1, 2017 James Langton
Regulation

Ontario court rejects appeal

August 1, 2017 James Langton
Industry

DH acquisition drives fintech investment in Q2

August 1, 2017 James Langton
Rise of fintech includes many future risks, FSB says
Regulation

New York boosts cybersecurity

July 31, 2017 James Langton
New York boosts cybersecurity
Regulation

OSFI sets out new rules for pension plans’ use of derivatives

July 31, 2017 James Langton
Adoption of big regulatory changes must avoid unintentional harm
Industry

U.S. banks benefiting from higher interest rates

July 31, 2017 James Langton
SEC names co-directors of enforcement
Regulation

CSA’s big education efforts targeted CRM2 and binary options scams

July 31, 2017 James Langton
Firms increasingly adopting electronic data feeds to track insurance policies
Industry

New firm focusing on digital asset sector raises $20 million

July 31, 2017 James Langton
People

C.D. Howe Institute names Ed Waitzer as senior fellow

July 31, 2017 James Langton
Regulation

FCA’s CEO calls for transition away from LIBOR

July 28, 2017 James Langton