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  2. James Langton

James Langton

Regulation

OSC rules Sino-Forest defrauded investors

July 14, 2017 James Langton
Court rules in favour of labour-sponsored venture fund against fund manager
Regulation

FCA proposes new listings category for firms controlled by sovereign nations

July 13, 2017 James Langton
Regulation

ESMA guidance aims to maintain orderly markets during Brexit

July 13, 2017 James Langton
Research and Markets

Large deals drive big rise in venture capital activity in Q2

July 13, 2017 James Langton
Regulation

CSA gets tough on registration applications

July 13, 2017 James Langton
OBSI plans to improve resolution process
Regulation

Manulife dealers to repay clients $11.7 million as part of no-contest settlement

July 13, 2017 James Langton
Regulation

IIROC to strengthen market surveillance with new technology

July 13, 2017 James Langton
Regulation

SEC alleges seniors bilked in large boiler room scheme

July 12, 2017 James Langton
Industry

Robo-advisors could drive significant change: Fitch

July 12, 2017 James Langton
Rise of robo-advisors in mortgage business could have an impact
Research and Markets

NYSE seeks shell companies

July 12, 2017 James Langton
Regulation

FINRA issues guidance on new rules for bond market

July 12, 2017 James Langton
Research and Markets

Credit outlook for global sovereigns brightens: Fitch report

July 12, 2017 James Langton
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