Mega-deals accounted for more than half of total PE investment
Industry began reporting Treasury trading to FINRA in 2017
Companies can expect increased scrutiny from institutional investors on ESG issues
Royal commission found clients charged for advice they never received
An Ontario court has ruled that TD Waterhouse was not at fault for a surprise $4.1-million tax bill
New investigative tools and collection powers are on tap for the provincial regulator
Consultation focuses on improving non-equity markets
SROs and dealers are activating business continuity plans
Financial sector drove the increase in issuance activity
The new IAP members will serve two-year terms