Pair owes $19 million to the BCSC over a market manipulation case
Solid Q1 likely to be followed by a lengthy drought for deals
SRO fees are being pushed back for small and mid-size firms, which represent 90% of investment dealers
A court has ruled that being in jail would make social distancing "difficult, if not impossible"
Regulator takes steps to ease access to advice, but remains vigilant against misconduct
One-third of ratings actions in 2019 involved ESG considerations
Group proposes principles for regulating risks that may arise from adoption of "global stablecoins"
IOSCO calls for more consistent, comparable ESG disclosure
Over $1 trillion was traded in the first quarter, IIROC data shows
Regulators warn about a promotion using snail mail to spread stock hype