SRO alleged investors paid US$2 million in fees for short-term sales
As interest rates come down, pressure on issuers will soften
Compliance review will examine industry conflicts with investors' interests
Tech companies pulled into effort to tackle large scam operations
Small business employment slumping, new data shows
As economic challenges persist, more Canadians fall behind on bills
Lobbyists argue that looser rules on big banks will boost growth
Firm paid $4.6 million in client compensation, clawed back reps' fees
Regulator brings first enforcement action against a professional body
Firm fined for series of violations uncovered in compliance exam