Investment firm’s refusal of OBSI’s recommendation for compensation prompts OSC Investor Advisory Panel to demand more from regulators
Institutional Shareholder Services’ parent company is exploring strategic alternatives for the firm, including a possible sale
Some of the most important services advisors provide for clients are the least dramatic
Second consultation paper sets out more detailed proposals
Delay will give European regulators more time to issue approvals
The measures will remain in place until further notice instead of expiring as scheduled in February 2014
US$150,000 reward represents 30% of the money collected by the SEC in its enforcement action
Communique encourages benchmark administrators “to take all the necessary measures to comply”
UK regulator calla for greater transparency in asset management sector
New resource helps investors understand what certifications mean and how advisors achieve them