Peter Klohn succeeds David Barry at Financial and Consumer Services Commission
Ontario man charged with fraud
But the proposal to change enforcement rules has its critics
The financial services sector, investor advocates and those supportive of crowdfunding have a variety of concerns
Tool a first step in process to offer critical information on securities markets to the public
Draft reflects Basel Committee’s guidance on monitoring tools for intraday liquidity management
Robert Launder sold 5,000 Baja Mining shares before a news release detailing a $246 million cost overrun was made public
Draft proposals are meant to help phase out LSVCC tax break
Consultant helped scholarship plan dealer meet the regulator's recommendations
Both firms conducted trading activity without proper registration