Concerns reforms will fall short
Even lower rates are possible, economist says
FAIR Canada says it strongly opposes allowing unregulated portals to facilitate equity crowdfunding trades and payments
Industry groups supportive of formal recognition of financial planning as a profession
Mortgage investments were made without the firm’s knowledge
Police allege pair filed a false prospectus, which led investors to lose millions
Two options from last year’s consultation paper merit further exploration
Regulator publishes annual compliance report covering EMDs, portfolio managers, and fund managers
Vincenzo Sirianni permanently banned from trading, registration, and serving as a director or officer
ESMA, EBA want a harmonized approach to handling complaints across the investment, banking and insurance sectors in Europe