List of single-stock circuit breakers would include all securities that are considered “actively traded”
Four new seminars added to assist registrants with strengthening their compliance practices
The OSC says the charge relates to David Borg’s alleged role in selling shares of Enriching Pictures
The regulator is discontinuing its former practice of cancelling or varying certain odd lot trades
Scams seek personal information by email, phone
Gille Leclerc appointed superintendent, securities markets
The rule seeks to stop banks from taking the kind of trading risks that led to the 2008 financial crisis
Compliance reviews in 2014 to focus on CRM 2 reforms, conflicts of interest and social media usage
Gender is less a determinant of investing success than other social and demographic factors
Moody’s expects the global speculative-grade default rate to remain stable in 2014