Inconsistent measurements of risk in Fund Facts documents would make comparisons between mutual funds more difficult
OSC updates its review of the risks associated with electronic trading
U.S. and Canadian securities firms face many of the same challenges
IIROC’s proposals spell out its plan for its version of the CRM 2 rules
Economic fragility and regulatory reform will challenge stability
IIROC to respond to concerns regarding the scope of dealings that are prohibited by the current rules
Review finds widespread weaknesses in disclosure that may lead to investor confusion
List of single-stock circuit breakers would include all securities that are considered “actively traded”
Four new seminars added to assist registrants with strengthening their compliance practices
The OSC says the charge relates to David Borg’s alleged role in selling shares of Enriching Pictures