Newly combined company operates 16 global exchanges and five central clearing houses
For Canada, the jobless rate fell for the second straight month
Regulator maintains that syndicated mortgages are securities; reps must put this business through their fund dealers
As the financial services business increasingly migrates to the online world, the industry’s appeal as a target for hackers and cybercriminals grows, too. As a result, regulators are pushing firms to pay closer attention to their increasing vulnerability. Earlier this year, global securities regulators — the International Organization of Securities Commissions (IOSCO), along with the […]
Aequitas survey finds unease with HFT
An investment firm that championed fundamental indexing in Canada is now seeking to sell its fund business amid a cloud of regulatory uncertainty.
Timothy Massad will replace Gary Gensler
Dealer insolvency will test protection fund
Investors questions prompt cancellation
Significant challenges remain for emerging economies