Convicted fraudster ordered to pay $1 million penalty
The weight this evidence will receive in a hearing will be determined by an OSC panel
IOSCO Affiliate Members Consultative Committee approves three new work streams
The new rules are scheduled to take effect in January 2017
Mid-single digit returns forecast for Canadian and U.S. equity markets in 2014
Investigation finds that chain of events that led to the issuance of the cheque could not have been deliberately manipulated
Investor advocacy group questions the wisdom of creating new exemptions targeting retail investors
Market timing class action suit can proceed against AIC and CI Mutual Funds
The dispute-resolution ombudsman will be adopting a variety of changes in an effort to bring cases to a close more quickly