Investor Issues Committee to advise U.S. regulator on issues that significantly impact both retail and institutional investors
Status reports conclude more work is necessary in both areas
Convicted fraudster ordered to pay $1 million penalty
The weight this evidence will receive in a hearing will be determined by an OSC panel
IOSCO Affiliate Members Consultative Committee approves three new work streams
The new rules are scheduled to take effect in January 2017
Mid-single digit returns forecast for Canadian and U.S. equity markets in 2014
Investigation finds that chain of events that led to the issuance of the cheque could not have been deliberately manipulated