Blackwood & Rose solicited U.S. residents to buy securities in several companies
OSC dismisses $7.4 million disgorgement order against Medra Corp.
Report says regulators need to take action on issues such as mutual fund fees
CPSS-IOSCO principles are intended to enhance the safety and efficiency in clearing, settlement and recording arrangements
Basel Committee progress report notes that many G-SIBs are facing difficulties implementing new principles
The SEC collected a record US$3.4 billion in penalties and other sanctions
The variation increases with the complexity of trading positions
Investor Issues Committee to advise U.S. regulator on issues that significantly impact both retail and institutional investors
Status reports conclude more work is necessary in both areas