CGI to take over responsibility of hosting SEDAR, SEDI and NRD on Jan. 13
Court rules Canaccord made best efforts to accommodate IIROC restrictions imposed on advisor switching firms
Concerns about suitability top the list
The $750,000 administrative penalty levied against Sandy Winick is $500,000 less than the penalty sought by OSC staff
Changes intended to further integrate risk-based methodology
CARDS program will help protect investors from sales practice misconduct
Exempt market securities misrepresented as a prudent investment
Advance fee scheme nets $100,000 penalty
The deputy governor is responsible for overseeing the bank’s analysis of domestic and international economic developments
New governments amendments to recent reforms are designed to ease burdens on advisors and the industry