Report outlines new initiatives including guidance for working with senior investors
Regulator plans to examine cost sharing agreements and reps selling syndicated mortgages
Revisions make it easier for banks to meet their leverage ratio requirements
The legalization of marijuana for medical and recreational purposes is getting attention from scammers
Lawyer says there is “no reasonable prospect of recovery”
OSFI will take responsibility for supervising rate governance and risk controls, in wake of LIBOR manipulation
Regulator spells out its expectations for the due diligence that firms must carry out before outsourcing any activity
GHOS recently approved changes for more standardized accounting processes
Investment dealer add six new team members to strengthen coverage of energy, mining and financials
Claim against RBC DS was brought after limitation period expired