Payments still being made that could result in advisory firms favouring one product provider over another
FSB and IOSCO propose methodology for assessing financial firms as systemic risks
Agency holds Desjardins’ rating stable following announced purchase of State Farm Canada
Despite some progress, current assessment practices for counterparty risk fails to meet regulators’ expectations
Global bank regulators issued new guidelines today that aim to ensure banks are adequately managing risks related to money laundering and terrorist financing. The Basel Committee on Banking Supervision issued a set of guidelines today that sets out how banks should include risks related to money laundering and the financing of terrorism within their overall […]
New rules will focus on high frequency trading and the duty to act in clients’ best interests
Stuart Raftus succeeds John Rothwell
Despite protestations, Bill Rice, chairman of the CSA, is skeptical about the need for major reforms to retail regulation
OSC mystery shoppers seek “investor experience”
Financial services firms and their regulators will be working to finalize and implement major regulatory reforms rule-makers also will be assessing the impact of recently implemented changes