TDAM to pay $70.25 million to settle class action over the payment of trailers to discount brokers
Basel Committee issues new guidance on counterparty credit risk weaknesses
Agency uncovered transaction reporting failures in compliance review
OECD unemployment rate has stayed low since early 2022
Programs in U.S. and Canada have proven effective at detecting, deterring financial crime
OSC sweep uncovered issues with firms' account opening, client limits
Despite intensified uncertainty, risk landscape is largely stable
Regulators in both markets are increasingly friendly to bank consolidation: Fitch
Morgan Stanley sanctioned by SEC for supervisory failures
Filings on pace to hit highest mark since the financial crisis