Despite protestations, Bill Rice, chairman of the CSA, is skeptical about the need for major reforms to retail regulation
OSC mystery shoppers seek “investor experience”
Financial services firms and their regulators will be working to finalize and implement major regulatory reforms rule-makers also will be assessing the impact of recently implemented changes
Rating agency revises Manulife’s outlook to stable from negative
David Ajise claimed $5 million in fraudulent charitable donations between 2003 and 2005 for clients
Reserve Board to look at risks for firms participating in the physical commodities business
Report outlines new initiatives including guidance for working with senior investors
Regulator plans to examine cost sharing agreements and reps selling syndicated mortgages
Revisions make it easier for banks to meet their leverage ratio requirements
The legalization of marijuana for medical and recreational purposes is getting attention from scammers