Regulators aim to boost the protection of customer collateral and positions, and to increase the resilience of derivatives clearing agencies
Changes aimed at satisfying regulators’ concerns about predatory high-frequency trading
Proposed amendments would require firms to report on efforts to include women on corporate boards
Payments still being made that could result in advisory firms favouring one product provider over another
FSB and IOSCO propose methodology for assessing financial firms as systemic risks
Agency holds Desjardins’ rating stable following announced purchase of State Farm Canada
Despite some progress, current assessment practices for counterparty risk fails to meet regulators’ expectations
Global bank regulators issued new guidelines today that aim to ensure banks are adequately managing risks related to money laundering and terrorist financing. The Basel Committee on Banking Supervision issued a set of guidelines today that sets out how banks should include risks related to money laundering and the financing of terrorism within their overall […]
New rules will focus on high frequency trading and the duty to act in clients’ best interests
Stuart Raftus succeeds John Rothwell