Ontario appeal court decision lowers the amount the firm must pay to $51.6 million from $280 million
OSC alleges money raised from investors was used to pay dividends
Donation scam raised roughly $2.3 million from investors
Ontario court overturns rulings dismissing three class action cases
JSOT investigation of U.S. penny stocks leads to charges
Two advisors claim Manulife Securities made false allegations against them in their termination notices
Non-energy exports remain low; house prices still overvalued
Regulators in Australia, the U.K. and other countries have taken steps to move financial advisors toward fee-based compensation models. Although Canadian regulators are hesitant, the global trend could come our way next
A proposed guidance will address issues of compliance, supervision and other practices when serving senior investors