Santander UK fined $22.9 million by Financial Conduct Authority
Payouts to victims of Ponzi scheme nearing US$6 billion
Stock exchange group will undertake original research, publicize its findings, promote the debate over ESG issues
Federal banking regulator must provide proper oversight of the business, risk management and internal audit, deputy superintendent says
Bank Leumi agrees to pay $500,000
A misinterpretation of an order by the CSA caused a ban on the trading of shares of Quantum Materials
Undercover sting leads to charges
The changes will significantly reduce sales volumes and margins in the UK individual annuity market
Deputy governor says the changes are intended to bolster governance
Guidance stresses that titles that convey expertise in seniors’ issues or retirement planning should face particular scrutiny