Robert McHaffie fined $2 million for fraud
Dark pool operator accused of using of customer trading data to market its services
U.S. banks face headwinds
Staff are developing recommendations for an anti-disruptive trading rule
10-year trading bans and director and officer bans imposed
Expectations of a balanced budget in 2015-2016 appear ambitious, credit rating agency says
Hearing into allegations against Capital Markets Technologies scheduled for later this month
Economists suggest that the bank may have more to do
Best practices will be targeted at national regulators, investment managers, and investors
Non-financial companies look to M&A to bolster growth