Companies cannot legally conduct a medical marijuana business without a licence from Health Canada
Firms fined $7 million for UK financial promotions failures
Report aims to ensure a harmonized approach to handling complaints across all financial sectors within the EU
At meeting in Madrid, the board discussed progress on a number of initiatives
Basel Committee notes deviation in the treatment of preferred shares and DB pension assets
Disclosure document will be delivered to mutual fund investors within two days of their purchase
Individuals will be placed on the list if they fail to pay the amount owing within 60 days
New deadline is July 23 for comments on the proposed new policy guidance for proxy advisory firms
FCA, BoE and Treasury join forces for market abuse review
Errors and omissions insurance is necessary to protect consumers: FSCO