Lawsuit alleges Barclays “demonstrated a disturbing disregard for its investors in a systematic pattern of fraud and deceit”
The exchange says the deal will accelerate its diversification strategy
Bank regulator warns of loosening underwriting standards
SEC order says that a pilot program expected to last a year will allow it to further study the impact of decimalization on the trading of small-cap stocks
Firm also ordered to pay restitution to clients, mainly current and former pro athletes, for the fraudulent sale of promissory notes
Settlement with BCSC says accountant avoided a possible loss on the investment
Subdued global trading activity affects these brokerages
Information sessions about OBSI’s complaint-handling process will take place in October while sessions focusing on participation fees will take place in November
Insurance industry recommends the creation of a dedicated agency to help with funding
RBC leads Big Five Canadian banks