Hearing to consider sanctions against former rep
IIROC seeking review of sanctions handed down against Lucy Marie Pariak-Lukic
Monica Kowal succeeds Mary Condon
The use of social media is at an early stage for both the industry and regulators
Contact data stolen in website security breach
Client settlements can’t force a clean record
Funds required to float their share price
Regulatory and compliance related costs are also on the rise
ISDA names Scott O’Malia as CEO
Hearing to determine sanctions in Ponzi scheme