Regulator issues orders banning securities law violators
Trading rose 10% worldwide in the first half 2014, says report
Previously, the OTC derivatives market central clearing rules repository was only available to IOSCO members
Reforms will require insurers to sell products to retail clients without commissions
Ratings agency views British banking system negatively due to “bail in” regime
Regulator rules new securities are too risky for retail clients
Finance considers framework to protect taxpayers from bank bailouts
Frank Hixon, Jr. pled guilty to illegal insider trading and lying to the authorities
An auction will be held to resolve outstanding CDS transactions
Decline due to a lackluster trading environment and subdued client activity, says ratings agency