More charges brought against Victor Lum
Moody’s, DBRS lower ratings on Banco Espirito Santo
London Bullion Markets Association announces new pricing mechanism
All “actively traded” securities will be covered when new guidance takes effect in February 2015
Legislation to implement a cooperative regulator must adhere to the constitution, Quebec ministers say
FCA to support proposed European reforms to further separate research from dealing commissions
French bank to pay US$9 billion for processing transactions for clients in blacklisted countries
Sanctions in include over $3 million is disgorgement and almost $1 million in penalties
Dislocation likely, Fitch Ratings says
Alberta says further revisions are necessary to win its support