Firm says fund is well positioned to meet redemptions
IOSCO report examines potential risks in securities markets
Revised guideline will apply to all federally regulated firms and their subsidiaries, effective Nov.1
IPO activity up 94% in the first nine months of 2014
New report reviews market-based financing in developed and emerging markets
Agreement establishes policies and procedures to create and maintain new system
The SEC has charged two men with insider trading related to a hedge fund’s short position
CARDS would provide U.S. regulators with client account and transaction data
Settlement with audit firm entered into on a no-contest basis
Principles-based approach to regulation places greater stock in the judgment and risk management efforts of banks, says Rudin