Raising the threshold from 20% to 50% would make it easier for dealers to raise capital from one another
Contributions expected to rise 34 per cent: BMO
BSCS orders permanent market ban for fraud, misrepresentations
Republican win may reduce the likelihood of disruptive showdowns over fiscal policy
Firms failed to make required disclosure of stock dilution
The majority of enforcement actions handled by state securities regulators involve unlicensed individuals
Institutional investors sought to recover losses from the collapse of Norshield
Ratings, trends for bank unaffected
Prolonged decline could have material impacts in the metals and mining or chemicals industries
Aims to establish maximum promoters’ fees