Wealth preservation, wealth transfer, and legacy are top issues for the super rich
Cooling off periods introduced on key staff who leave for the private sector
The stigma of criminal charges may be diminished
Eckstein can continue serving as an officer of the private company where he has worked for the past 12 years
Chandran companies raised $39 million from more than 200 investors
Study will focus on choice, transparency, bundling and cross-subsidization in bond, share sales
The rules should no longer distinguish between over-the-counter and exchange-traded derivative transaction when calculating counterparty risk
Lower deal volume in eight of 14 industry sectors in Q1 2015
New CSA head Louis Morisset has a crowded docket to deal with, including consideration of a fiduciary duty for advisors
A fresh CRM2 debate has arisen among integrated fund dealers