Harmonized data has been made available since April on open positions, trade volume and values broken down by derivative class, type and trade type
OBSI says fraudulent advisor operated on her own
Substantial funds available from banks and institutional investors
U.K. proposals meant to ensure firms can handle routine losses and meet claims for client redress
Regulators to work together to monitor banks’ compliance with derivatives data reporting
Allegations against brokerage unsupported by evidence
Impact Angel Alliance encourages investors to focus on businesses that produce positive social or environmental impacts as well as financial returns
Recovery remains weak
But new standard must be created under U.S. securities laws for several reasons, says CEO of U.S. SRO
A modest decrease in commissions or broker trading revenue could effect the sell-side provision of research