Regulatory documents deemed not relevant to common issues
Henry Kneis, Victor Duong take on new roles
Two parties claiming to be victims of a scheme the OSC investigated are seeking to sue lawyers involved in the case
New agreement with CBID will provide greater access to Canadian bonds
The regulator alleges that the accused purchased stolen personal information in order to market RESP products to new parents
Results will be disclosed to the public for the first time
Sharper-than-expected slowdown in Q1
Association president calls for tighter regulation of EMDs
The Quebec regulator has not filed any charges
Regulator contemplates possible changes to derivatives reporting rules