The European authority is looking for insight into how various players perceive the most recent proxy seasons to have evolved, among other things
SIX Swiss Exchange and Shanghai Stock Exchange agree to memorandum of understanding
Deal includes 180 advisors
Institutional investors now have a set of best practices to reduce their reliance on credit-rating agencies
Global regulators are concerned about flaws in bank risk modeling
The search for a new CEO continues
New hires reflect the U.K. regulator’s strategic reorganization
The increasing rate of asset growth illustrates how ETFs have been embraced by advisors and investors around the world
Quebec regulator imposed more than $8.7 million in fines and penalties
The firm will focus on four main areas of potential growth: capital formation; derivatives; market data; and market solutions