Regulators outline several deficiencies, including irregularities involving the minimum-amount exemption
New amendments are intended to provide sophisticated investors access to a broader range of investment opportunities
CIBC model suggests the Canadian dollar has been overvalued by about 9.5% since 2009
Discussion paper challenges financial firms to use more innovative methods of engaging with consumers
Four sanctioned in complex case involving advance knowledge of several corporate mergers
B.C. man also traded without registration
New guidance from IIROC allows firms two ways of complying with their obligation to mark orders from insiders
An investment advisor has been suspended for two years after IIROC staff appealed the decision to the OSC
Gregg Mulholland is alleged to have controlled a group of individuals who devised three interrelated fraudulent schemes
The nascent exchange is promising a “superior experience” for issuers and investors alike compared with other Canadian stock exchanges