IIAC’s Ian Russell says regulatory move could boost support for CCMR
It’s expected that global green bond issuance will “far exceed” last year’s record of almost US$37 billion
Sun Life, Manulife and Great-West Lifeco have been able to boost yields by shifting assets to longer-duration assets from public equities
The current head of the Nova Scotia Securities Commission replaces Doug Melville, who left the dispute-resolution service earlier this year
The firm has been prohibited from receiving confidential supervisory information
Alleged unregistered penny stock sales and violations of anti-money laundering rules stemmed from supervisory failures
A settlement was reached with Allan Voight and his firms, including injunctions and civil penalties
As interest rates on short-term securities started rising and yield on money market funds increased, it has allowed fund managers to reduce fee waivers
Tom Hayes, formerly of UBS and Citigroup, was found guilty on eight counts of conspiracy to defraud
SEC reveals alleged scheme to conceal ownership of microcap company