Application by Vancouver-based RSP Generation LP dismissed
Vingoe was most recently a partner with Norton Rose Fulbright LLP in New York, focusing on cross-border securities transactions and financial services regulation
But the depreciation of the yuan as a result of the move will not significantly bolster export growth
The proposed report is intended to reduce the compliance burden for issuers and underwriters
The new regime aims to ensure that senior managers can be held accountable for any misconduct that occurs on their watch
Investors will be able to compare funds across categories, relative to benchmarks, and over time using ESG factors
US$5.2 million will be distributed to clients, SEC says
Federal regulator offers feedback on banks’ ICAAP submissions
Liquidity risks and market fragilities are likely to be revealed as monetary conditions tighten or if market stresses were to emerge, report finds
Purchase of back-office services provider will strengthen Markit’s offerings and allow the firm to serve its clients better