Donnelly failed to adequately supervise two reps
Highwater Capital Management Corp. has hired Mohsin Bashir as research analyst, the asset management firm said Tuesday.Bashir joins Highwater from TD Securities where he worked as senior anaalyst covering preferred shares, convertible debentures, fixed income and structured products. Bashir has also held positions at Sentry Select Capital and RBC Royal Bank.Highwater is an asset management […]
Kent to oversee expansion of investment funds manager
State Street and IFDS selected for technology and service leadership
Open-ended “bullion only” fund can be purchased and redeemed daily
Regulator’s staff review the latest techniques for investigating and detecting fraud
New leadership for U.S. equities team
Goal is to encourage Canadians to work with advisors
Wong sentenced to prison after pleading guilty