The Ontario Securities Commission (OSC) is inviting applications for membership on its Investor Advisory Panel (IAP). Established in 2010, the IAP is seeking several new members for a two-year term to join the other continuing members. The panel provides comments in response to public requests for comment by the OSC on proposed rules, policies and […]
Maximum benefit will rise to $549.89 per month
Newly combined firm offers Canadian and global investment management
Applications for Return to Bay Street Award are due June 27
Investment dealer to donate June 26 trading commissions
The Investment Industry Regulatory Organization of Canada (IIROC) has fined an Ontario rep $30,000 for due diligence shortcomings On June 10, an IIROC hearing panel accepted a settlement agreement, with sanctions, between IIROC staff and Derek Axford. Axford admitted that from April 2010 to August 2011 while he was a registered representative with a London, […]
Firm makes education services a strategic investment
Financiers and physicians become white knights in support of hospital-based clinic
How advisors rated their firms