Eric Miller to lead U.S. life and annuity sales
China Asset Management to manage Excel China Fund
The charges stem from the illegal sale of Locate Technologies Inc. securities
But net income in Q3 2015 was down by almost 20% to $14.8 million
Investment objectives, investment strategies and availability for purchase revised
Advisors selling mutual funds must soon take clients through "Fund Facts"
Advisors already owe extensive duties to their clients within the obligation to deal honestly and fairly with them
Dynamic Global All-Terrain Fund uses a proprietary rules-based approach to tactically invest in a broad range of global asset classes
Firm ordered to cease dealing with the public