Settlement agreement also includes a $40,000 fine, $5,000 in costs
Smaller firms are less likely to use technology for compliance efforts, LexisNexis Risk Solutions finds
Strategies to boost your business
Parents are eager to provide financial assistance to their children — but at what cost?
Changes affect a number of Harbour and Sentry-branded funds; other funds have new risk ratings
Nelson Arruda takes on portfolio management responsibilities from Alain Bergeron
Alain Bergeron assumes the role on Sept. 3
Committees will advise the regulator on three pension-related areas
Changes are effective immediately
Bank sold US$500 million of 3.5-year bail-in green bonds