Stocks will likely climb higher, but other threats remain
The SRO announced plans in April to introduce a minor contravention program
But TD Economics says small biz confidence remains “relatively upbeat”
These changes are effective immediately
The firm also announced two fund mergers, and new investment objectives for another fund
Other countries, including Canada, saw consistent growth
Ratings have been lowered for two Renaissance Investments funds
But most, paradoxically, are confident about meeting their retirement goals
Fines, disgorgement and costs total $105,000
Moody’s has acquired a majority stake in Four Twenty Seven