Plain-language document would give investors basic information
Enforcement is a gaping hole in this version of the passport system
Deal may preclude or restrict public ownership of a major Canadian firm
Shortcomings in education programs, lack of focus on ethics and governance
Many Canadians lack literacy, numeracy skills to ensure financial well-being
Independent advisors push to end sales practices that undermine trust
It’s the season to focus on retirement savings — the time of year when investment professionals can show the added value they bring to clients with meaningful retirement planning advice. Key to delivering this advice is understanding the Canadian retirement income system and the role its three pillars play in achieving its two basic goals: […]
Reduction of regulatory burden depends on altering basic approaches
At the conclusion of a recent media interview, the interviewer asked me a “what if” question. I usually avoid answering such questions, but this one intrigued me. The question was: “If you were asked today to write a third report on the state of investment funds, what would your recommendations be? Would they differ from […]
Agreement on a single Canadian securities regulator should be the first